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LIE · 1

Matrix Lie groups

4 concepts · 19 questions

Closed subgroups of GL_n(ℂ): the general and special linear groups, orthogonal, unitary and symplectic groups, the Lorentz group; their compactness and connectedness, and SU(2) as the 3-sphere.

Definition 1.1Matrix Lie groups

A matrix Lie group is a subgroup G≤GLn(C)G\le\mathrm{GL}_n(\mathbb{C}) that is closed in GLn(C)\mathrm{GL}_n(\mathbb{C}): if Am∈GA_m\in G and Am→AA_m\to A in Mn(C)M_n(\mathbb{C}) with AA invertible, then A∈GA\in G. Basic examples: GLn(C)\mathrm{GL}_n(\mathbb{C}), GLn(R)\mathrm{GL}_n(\mathbb{R}), SLn(C)={det⁡A=1}\mathrm{SL}_n(\mathbb{C}) = \{\det A = 1\}, SLn(R)\mathrm{SL}_n(\mathbb{R}), the invertible upper-triangular matrices, and the Heisenberg group of 3×33\times3 upper unitriangular real matrices. Non-examples: GLn(Q)\mathrm{GL}_n(\mathbb{Q}); the "irrational line" {diag⁡(eit,eiat):t∈R}\{\operatorname{diag}(e^{it}, e^{iat}) : t\in\mathbb{R}\} for a∉Qa\notin\mathbb{Q} (its closure is the whole torus {diag⁡(eiα,eiβ)}\{\operatorname{diag}(e^{i\alpha}, e^{i\beta})\}).

Motivation

Continuous symmetry groups (rotations of space, Lorentz transformations, the phase symmetries of quantum mechanics) are groups which are also "smooth spaces". Abstractly these are Lie groups: smooth manifolds with smooth group operations. We avoid manifold theory entirely by working inside Mn(C)≅Cn2M_n(\mathbb{C})\cong\mathbb{C}^{n^2}, where all the topology is that of a normed space.

Why "closed" is the right condition

A theorem of von Neumann and Cartan (the closed subgroup theorem) says every closed subgroup of GLn(C)\mathrm{GL}_n(\mathbb{C}) is an embedded submanifold, so is a Lie group. Without closure things go wrong: the irrational line t↦diag⁡(eit,ei2t)t\mapsto\operatorname{diag}(e^{it}, e^{i\sqrt2t}) is a subgroup which winds densely around the torus. Its closure is 2-dimensional, but the only tangent directions at II come from one line, so "the Lie algebra" would not see the group's closure.

How to check closure

If G={A∈GLn:F(A)=0}G = \{A\in\mathrm{GL}_n : F(A) = 0\} for a continuous FF, then GG is closed in GLn\mathrm{GL}_n, because preimages of closed sets are closed. E.g. SLn=det⁡−1{1}\mathrm{SL}_n = \det^{-1}\{1\} and O(n)={ATA=I}\mathrm{O}(n) = \{A^TA = I\}.

Worked example

The Heisenberg group H={(1ac01b001):a,b,c∈R}H = \Big\{\begin{pmatrix}1&a&c\\0&1&b\\0&0&1\end{pmatrix} : a, b, c\in\mathbb{R}\Big\}. It is a subgroup: (1ac01b001)(1a′c′01b′001)=(1a+a′c+c′+ab′01b+b′001)\begin{pmatrix}1&a&c\\0&1&b\\0&0&1\end{pmatrix}\begin{pmatrix}1&a'&c'\\0&1&b'\\0&0&1\end{pmatrix} = \begin{pmatrix}1&a + a'&c + c' + ab'\\0&1&b + b'\\0&0&1\end{pmatrix}, and the inverse has (−a,−b,ab−c)(-a, -b, ab - c). It is closed since it is defined by the continuous conditions "diagonal entries 11, below-diagonal entries 00, all entries real". It is non-abelian: the cc-entry picks up ab′ab' but not a′ba'b.

Definition 1.2The classical groups

Each classical group is the group preserving a bilinear or sesquilinear form:

  • orthogonal O(n)={A∈Mn(R):ATA=I}\mathrm{O}(n) = \{A\in M_n(\mathbb{R}) : A^TA = I\}, special orthogonal SO(n)=O(n)∩SLn\mathrm{SO}(n) = \mathrm{O}(n)\cap\mathrm{SL}_n;
  • unitary U(n)={A∈Mn(C):A∗A=I}\mathrm{U}(n) = \{A\in M_n(\mathbb{C}) : A^*A = I\}, special unitary SU(n)=U(n)∩SLn\mathrm{SU}(n) = \mathrm{U}(n)\cap\mathrm{SL}_n;
  • real symplectic Sp(2n,R)={A:ATJA=J}\mathrm{Sp}(2n, \mathbb{R}) = \{A : A^TJA = J\} with J=(0In−In0)J = \begin{pmatrix}0&I_n\\-I_n&0\end{pmatrix}, and the compact symplectic group Sp(n)=Sp(2n,C)∩U(2n)\mathrm{Sp}(n) = \mathrm{Sp}(2n, \mathbb{C})\cap\mathrm{U}(2n);
  • indefinite orthogonal O(p,q)={A:ATηA=η}\mathrm{O}(p, q) = \{A : A^T\eta A = \eta\}, η=diag⁡(Ip,−Iq)\eta = \operatorname{diag}(I_p, -I_q); the Lorentz group is O(1,3)\mathrm{O}(1, 3). All are matrix Lie groups. U(1)={eiθ}≅SO(2)\mathrm{U}(1) = \{e^{i\theta}\}\cong\mathrm{SO}(2), the circle.

Classical groups = symmetries of a form. O(n)\mathrm{O}(n) preserves the dot product, U(n)\mathrm{U}(n) the Hermitian inner product, Sp\mathrm{Sp} a skew form, O(1,3)\mathrm{O}(1, 3) the Minkowski form.

Condition: ATBA=BA^TBA = B where BB is the matrix of the form.

"S" means det 1.

Details

Proposition 1.3Compactness and connectedness of the classical groups

(i) O(n)\mathrm{O}(n), SO(n)\mathrm{SO}(n), U(n)\mathrm{U}(n), SU(n)\mathrm{SU}(n) and Sp(n)\mathrm{Sp}(n) are compact; GLn\mathrm{GL}_n, SLn(R)\mathrm{SL}_n(\mathbb{R}) (n≥2n\ge2), Sp(2n,R)\mathrm{Sp}(2n, \mathbb{R}) and O(1,3)\mathrm{O}(1, 3) are not. (ii) SO(n)\mathrm{SO}(n), U(n)\mathrm{U}(n), SU(n)\mathrm{SU}(n) and GLn(C)\mathrm{GL}_n(\mathbb{C}) are path-connected. (iii) O(n)\mathrm{O}(n) has two components (det⁡=±1\det = \pm1) and GLn(R)\mathrm{GL}_n(\mathbb{R}) has two components (det⁡>0\det > 0, det⁡<0\det < 0).

Compact: O,SO,U,SU,Sp(n)\mathrm{O}, \mathrm{SO}, \mathrm{U}, \mathrm{SU}, \mathrm{Sp}(n) (closed + bounded). Not: GL,SLn(R),O(1,3)\mathrm{GL}, \mathrm{SL}_n(\mathbb{R}), \mathrm{O}(1, 3).

Connected: SO,U,SU,GLn(C)\mathrm{SO}, \mathrm{U}, \mathrm{SU}, \mathrm{GL}_n(\mathbb{C}). Two pieces: O(n)\mathrm{O}(n), GLn(R)\mathrm{GL}_n(\mathbb{R}), split by det⁡\det.

Trick: diagonalise, then shrink the angles to 00.

Proof

Example 1.4SU(2) is the 3-sphere of unit quaternions

Every element of SU(2)\mathrm{SU}(2) has the form

U=(α−βˉβαˉ),∣α∣2+∣β∣2=1,U = \begin{pmatrix}\alpha&-\bar\beta\\\beta&\bar\alpha\end{pmatrix},\qquad |\alpha|^2 + |\beta|^2 = 1,

so SU(2)\mathrm{SU}(2) is homeomorphic to the unit sphere S3⊂C2=R4S^3\subset\mathbb{C}^2 = \mathbb{R}^4. Writing α=x0+ix3\alpha = x_0 + ix_3, β=−x2+ix1\beta = -x_2 + ix_1 gives U=x0I+i(x1σ1+x2σ2+x3σ3)U = x_0I + i(x_1\sigma_1 + x_2\sigma_2 + x_3\sigma_3) with ∑xj2=1\sum x_j^2 = 1: SU(2)\mathrm{SU}(2) is the group of unit quaternions (iσ1,iσ2,iσ3i\sigma_1, i\sigma_2, i\sigma_3 play the roles of quaternion units up to sign). In particular SU(2)\mathrm{SU}(2) is compact, connected and simply connected, with centre {±I}\{\pm I\}.

SU(2)=S3\mathrm{SU}(2) = S^3: matrices (α−βˉβαˉ)\begin{pmatrix}\alpha&-\bar\beta\\\beta&\bar\alpha\end{pmatrix} with ∣α∣2+∣β∣2=1|\alpha|^2 + |\beta|^2 = 1.

Also the unit quaternions. Compact, connected, simply connected; centre {±I}\{\pm I\}.

Worked solution